Note: The job is a remote job and is open to candidates in USA. AlphaSense is a market intelligence company that empowers professionals to make smarter decisions through AI-driven insights. As a Compliance Surveillance Analyst, you will support content generation while ensuring compliance with legal and regulatory standards by reviewing expert call transcripts.
Responsibilities
- Serve as the first human layer of review for expert call transcripts to detect and resolve any instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards
- Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary
- Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain
- Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment
- Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency
Skills
- Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience
- Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently
- Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support Tegus' business needs
- Serve as the first human layer of review for expert call transcripts to detect and resolve any instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards
- Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary
- Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain
- Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment
- Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency
- 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required
- Strong transferrable skills, such as research and analysis, are also highly valued
Benefits
- Performance-based bonus
- Equity
- Generous benefits program
Company Overview
AlphaSense is a platform harnessing AI to deliver insights, helping professionals make informed, impactful decisions. It is a sub-organization of AlphaSense. It was founded in 2008, and is headquartered in New York, New York, USA, with a workforce of 1001-5000 employees. Its website is https://www.alpha-sense.com/.
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